Banking & Financial Services

AVP, Business Operations and Governance | Boutique Investment Management

Date Added: 12/03/2018
Consultant: Melisa Tan
Our client is a boutique Investment Management house, lean set up, growing steadily since its establishment about a decade ago. In view of expansion plans for the years ahead, they are beefing up their governance strength; hence currently recruiting for an AVP, Business Operations and Governance – focusing in the areas of Risk, Compliance and Control.

This role reports directly into the COO, who will be able to provide guidance and support from a senior management point of view. In this role, you will strive to actively contribute in improving the Company’s risk governance and management framework.

- You will have to provide control oversight, prepare and review periodic filings to the relevant authorities.
- Provide support to the Sales team by assisting with compliance review of client reports and compliance support for product distribution.
- Prepare bank reconciliations and manage the Company’s accounting book and records.
- Prepare all MAS returns, annual financial statements.
- Assist/ lead for ah-hoc projects; coordinating, executing tasks that may be required of the project.

The successful candidate should have a passion and desire for self-improvement. This role will be able to provide the right candidate governance wide exposure and direct contact to senior management with well-celebrated career track records.

Candidates with familiarity of the Asset Management / Hedge Fund industry, with sound knowledge of the operational risks associated will be preferred. You will also possess a problem solving mindset and excellent communication and interpersonal skills, being a team player able to manage the senior stakeholders whilst able to work independently.

To apply, please submit your resume to Melisa Tan at, quoting the job title and ref no. MT12339.

Registration No: R1548039

Type of Work: Permanent

Region: Singapore

Licence No: 16S8060

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