Banking & Financial Services

VP/Director, Compliance – Treasury & Markets and Regulatory

Date Added: 07/09/2018
Consultant: Audrey Chan
• European Bank
• Established Regional Presence
• Continued Growth in Asia

Our client is an established European bank which has been actively growing its business in Asia. There is now an exciting opportunity for a dynamic compliance professional to join its regional headquarters based in Singapore.

Reporting to the Global Head of Compliance, this is a broad role where you will work closely with senior stakeholders and liaise with regulators. You will be responsible for treasury and markets compliance, general and regulatory compliance, as well as special projects. This includes providing advice and guidance to the business and support functions in ongoing businesses, in new product and transaction approvals as well as supporting further business buildout. You will play a key role in cultivating and maintaining a strong compliance culture within the bank.

You are degree qualified with strong Compliance experience in treasury and markets, including OTC derivative and ideally Corporate Finance / DCM transactions. You possess good working knowledge of regulatory requirements in Singapore, including the Banking Act, Securities & Futures Act (SFA) and Financial Advisers Act (FAA). Fluency in Mandarin will be required for interaction with China due to business presence there. You are a hands-on self-starter with strong communication and interpersonal skills.

To apply, please submit your resume to Audrey Chan at, quoting the job title and reference number AC14342. We regret that only shortlisted candidates will be notified.

Registration No: R1106832

Type of Work: Permanent

Region: Singapore

Licence No: 16S8060

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