VP/ Director, Business Compliance, Investment Banking, HK
Date Added: 17/09/2018
Consultant: Emily Tan
- Boutique Investment Bank
- Strong HQ Base with Start-Up Status in HK
- Business and Product Advisory
An International Investment bank continues their expansion of business in North Asia. There is now a senior headcount for a dynamic individual to cover Investment Banking and Markets Compliance advisory, based in Hong Kong.
Reporting to the Regional Head of Compliance, this is a role to actively drive the risk and business compliance agenda of the bank. You provide advisory to the business for cross-border, licensing and regulatory issues across the businesses. This is a highly visible role to senior stakeholders in the business and within governance.
You are finance/legal/business degree qualified with relevant Compliance experience within investment banking or capital markets. You are firm and decisive with strong analytical skills, integrity, commercial judgement and excellent communication and presentation skills. Candidates with proven track record of being able to operate independently with minimum supervision.
To apply, please submit your resume to Emily Tan at email@example.com, quoting the job title and ref no. ET 14476. We regret that only shortlisted candidates will be notified.
Type of Work: Permanent
Licence No: 16S8060