Compliance Manager, Asset Management (US$500 Billion AUM)
Date Added: 11/02/2019
Consultant: Cynthia Teo
-Global Asset Manager
-High Visibility with Senior Management
Our client is a well-known European multi-asset fund manager whose global AUM is around US$500 billion. As part of their commitment to grow in the APAC region and to ensure compliant to the regulations, this is a brand new headcount for them to bring onboard an individual reporting to the Head of Compliance.
As a compliance manager, you will be responsible for developing and implementing an effective compliance framework on a risk based approach. You will also implement a compliance monitoring program to ensure that the business is well away of the risks and controls required. You will act as the point of contract for auditors and regulators to help address any queries, reports and investigation.
You will stay abreast and keep yourself updated on any regulatory changes and analyze its impact to the current compliance framework as well as the impact to the business.
In order to succeed in this role, you should have at least 5 years of experience in a compliance role with a CMS licensed organization based in Singapore. Good understanding of the SFA and FAA is a critical success factor for this role. If you are interested in this opportunity, please send your CV to Cynthia Teo at email@example.com quoting the job title for a confidential discussion.
Type of Work: Permanent
Licence No: 16S8060