Compliance Manager (Mid to Senior level) | Established Private Equity house
Date Added: 21/04/2017
Consultant: Melisa Tan
• New headcount
• Regional Exposure
• Sitting with Front Office
Our client is an established PE house with a Global presence. The Singapore team is currently recruiting a Compliance Manager. This role reports directly to the Global Head of Compliance with a dotted line to the COO based in Asia.
The role will allow the candidate the opportunity to widen the geographical coverage of their responsibilities eventually to a regional scale. Thus knowledge of global regulations such as the SFC, SEC will be advantageous but not necessary. This is a standalone Compliance hire hence General Compliance coverage – ensuring compliance policies and manuals are kept up to date, handling the necessary improvements and execution of the plans. Ad-hoc training of the team in Compliance matters, reviewing of marketing materials.
An ideal candidate should be degree qualified (Business / Accounting / Law) with at least 7 years’ experience in a Compliance role within Financial Institutions, with MAS regulatory knowledge critical. It is crucial to have strong upward management due to strong visibility to senior stakeholders. Hence having excellent communication skills, interpersonal skills, and EQ will be strongly beneficial.
To apply, please submit your resume to Melisa Tan at email@example.com, quoting the job title and ref no. MT11745. We regret that only shortlisted candidates will be notified.
Registration No: R1548039
Type of Work: Permanent
Licence No: 16S8060