Banking & Financial Services

AVP/VP Compliance Officer

Date Added: 28/07/2017
Consultant: Melisa Tan
Our client is a Global European Bank and they are currently looking to hire a Compliance professional. The Compliance function is an independent oversight which maintains the bank’s standing.

This role assists the Head of Compliance in offering compliance advisory work, monitoring, stakeholder management and training of staff to the clearing business. This position will have one direct report. Other key responsibilities of the role include:
• Main liaison person for the business unit when working with the local regulatory bodies
• Advising the business unit on all Compliance related work, to ensure that compliance policies and protocol are being followed through and in line with Group level procedures.
• Handling Compliance risk assessment and supervising compliance reviews; through working closely with the relevant parties.
• Provide ad-hoc training and coordinate projects when needed.

At least 6 to 8 years of Compliance experience, with candidates coming from a securities trading background highly preferred. Strong knowledge of regulations, SFA, banking act will be useful. You should have strong interpersonal skills, fluent verbal and written skills and be a collaborative team player.

To apply, please submit your resume to Melisa Tan at, quoting the job title and ref no. MT12269. We regret that only shortlisted candidates will be notified.
Registration No: R1548039

Type of Work: Permanent

Region: Singapore

Licence No: 16S8060

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Kerry Consulting Pte Ltd. Singapore Specialist Recruitment Consultants | Executive Search & Headhunting Solutions. Copyright © 2014. Licence Number: 16S8060