Compliance Executive, Asset Management

    Permanent Cynthia Teo Email Job
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    • Category Financial Services
    • Industry Financial Services
    • Function Legal & Compliance
    • Consultant Cynthia Teo
    • License No 16S8060
    • Registration No R1546879
    • Job Ref No
    • Salary S$55,000 - S$100,000


    • UK Headquartered Asset Management Firm
    • Regional Exposure
    • Dynamic team environment

    Our client is one of the largest asset management headquartered in the UK with Asia as a new region of growth for them. As part of the growing business needs and regulatory requirements in the region, they are currently looking to hire a compliance executive into their team of 3.

    Reporting into the APAC Head of compliance, you will have the opportunity to be implement and design the compliance framework for the Singapore office. You will also take ownership of all AML/KYC matters and be the point of contact with the business. As part of your duties, you will conduct regular compliance testing and monitoring to ensure that the necessary controls are implemented throughout the business and any exceptions are highlighted and escalated in a timely manner. You will strive to keep yourself abreast of new regulations issued by the regulators and conduct impact analysis to highlight any issues to the business and provide advice to ensure that these issues are mitigated.

    In order to be highly successful in this role, you should have at least 2-3 years of experience in the Compliance space. This is an excellent opportunity for a compliance professional who is interested in moving into the asset management space and gain a broader exposure. Candidates without fund management experience but is currently working in a financial institution will be considered.

    In order to apply, please kindly submit your CV quoting CT16137 and if you have any further questions, please reach out to Cynthia Teo (R1546879) at