Compliance Lead – Technology Firm (Series C Funding)

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    • Category Financial Services
    • Industry Banking & Markets
    • Function Legal & Compliance
    • Consultant Christina Tay
    • License No 16S8060
    • Registration No R1658357
    • Job Ref No CR19358
    • Salary S$55,000 - S$100,000


    We are partnering a highly innovative Technology Firm with multiple offices across Asia to build up their Legal & Compliance team. This is an exciting new opportunity for a Senior Compliance professional to join their Singapore HQ.


    Reporting to the co-founder, you will lead the development of compliance strategies, policies, frameworks and processes and be responsible for managing the Compliance function. You will provide sound compliance advice to the business and senior management; drive monitoring and assurance activities across both regulatory compliance and financial crimes compliance; design and implement the AML monitoring system; maintain oversight of the implementation of compliance controls, risk management activities and compliance initiatives. You will maintain good relationships with regulators and play a key role in advocating a strong compliance culture across the organization.


    You are degree qualified with at least 10 years of Compliance experience in Financial Services, preferably in Banking, Payments or Fintech. You should be well versed with regulatory requirements in Singapore/Asia and have experience dealing with regulators. You have a proven track record in managing compliance risk and solid experience providing leadership and engaging stakeholders on a strategic level.  You are highly collaborative, entrepreneurial and possess strong interpersonal, communication and leadership skills.

    To Apply

    To apply, please submit your resume to Christina Tay at, quoting the job title and reference number CR19358.  We regret that only shortlisted candidates will be notified.