Compliance Manager- A leading Fund Platform in Singapore (new Headcount) Jobs in Singapore

    Compliance Manager- A leading Fund Platform in Singapore (new Headcount)

    Permanent Gina Hui Email Job
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    Details

    • Category Financial Services
    • Industry Asset & Investment Management
    • Function Legal & Compliance
    • Consultant Gina Hui
    • License No R2196467
    • Registration No 16S8060
    • Job Ref No 24480
    • Salary S$100,000 - S$150,000

    Description

    Description
    Our client, a leading investment provider in Singapore is looking for compliance candidates with strong fund distribution experience and excellent knowledge of Capital Market Services (CMS) regulation, Securities Futures Act (SFA), Financial Adviser Act (FAA) and Insurance Act in Singapore to be part of their growing team in Singapore.

    Responsibilities
    Reporting into the Head of Compliance, you will be responsible for advisory, compliance risk and financial crime risk management of Capital Markets Services activities carried out by the company. You will also be handling the company wide Regulatory Compliance registers such as MAS, FAA, SFA, CPF and related regulations and support the Head of Compliance as Liaison Officer for both MAS & CPF Board including assisting in organising engagement sessions when required. You will also support business strategic initiatives, business proposals (including new products and business lines) and provide timely and accurate compliance advisory to internal stakeholders on new regulatory development/updates.

    Requirements
    You should have 10 -15 years of relevant compliance experience in a regulated financial institution regulated by the MAS, strong knowledge of fund distribution and familiar with CIS funds. You should also be familiar with Capital Market Services (CMS) regulation, Securities Futures Act (SFA), Financial Adviser Act (FAA) and Insurance Act in Singapore.

    To Apply
    To apply for this role, please submit your resume to Gina Hui at gina@kerryconsulting.com, quoting the job title and ref no. GH 24480. We regret that only shortlisted candidates will be notified.
    Registration No: R2196467 | Licence No: 16S8060