FICC Compliance Manager Jobs in Singapore

    FICC Compliance Manager

    Permanent Christina Tay Email Job
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    Details

    • Category Financial Services
    • Function Legal & Compliance
    • Consultant Christina Tay
    • License No 16S8060
    • Registration No R1658357
    • Job Ref No CR22126
    • Salary S$100,000 - S$150,000

    Description

    We are partnering a Leading International Brokerage & Investment Group to recruit for a FICC Compliance Manager to be based in Singapore. This is a well-established capital markets firm with strong international footprint. This is a new headcount to support their business expansion.

    Responsibilities

    Reporting to the Regional Head of FICC Compliance, you will be responsible for providing compliance support to the business. You will act as a trusted compliance advisor to the FICC business on interpretation of regulations and a broad range of compliance matters. You will review new business initiatives and provide compliance insights on regulatory best practices. You will draft, review and enhance Compliance policies, processes and procedures and ensure they are adhering to the evolving regulations and business change. Other responsibilities include but not limited to regulatory reporting, compliance training, conducting compliance self-assessment and review etc.

    Requirements

    You are degree qualified with at least 8 years of Compliance experience in Financial Services. You are well versed with MAS regulations and have good understanding of global compliance issues in the Financial Markets space. You have good knowledge of Fixed Income, Commodity and Currency (FICC)  products and have prior experience supporting this area. You are a strong team player and have good interpersonal, communication and stakeholder management skills.

    To Apply

    To apply, please submit your resume to Christina Tay at cr@kerryconsulting.com quoting the job title and reference number CR22126.  We regret that only shortlisted candidates will be notified.

     

    License No: 16S8060
    Registration No: R1658357