Head of Compliance – Capital Markets Jobs in Singapore

    Head of Compliance – Capital Markets

    Permanent Christina Tay Email Job
    • Share:

    Details

    • Category Financial Services
    • Industry Financial Services
    • Function Legal & Compliance
    • Consultant Christina Tay
    • License No 16S8060
    • Registration No R1658357
    • Job Ref No CR20709
    • Salary S$100,000 - S$150,000

    Description

    We are partnering an Established Financial Institution to recruit for a Head of Compliance. This is a well-established international firm with multiple business lines across Capital Markets and has been rapidly growing its presence in Singapore. It is an excellent opportunity for a dynamic individual seeking advancement with a high growth company.

    Responsibilities

    You will lead the Compliance function and manage a team responsible for all Compliance matters. You will develop and implement an effective Compliance program and ensure the business adheres to regulations and Compliance risks are identified and mitigated. You will maintain good relationships with Monetary Authority of Singapore (MAS) and other regulatory authorities and manage any regulatory enquiries, reporting, inspection and investigation. Other responsibilities include but not limited to conducting compliance monitoring & testing, investigating and reporting non-compliance findings, conducting compliance training, furnishing compliance reports and presenting to the Senior Management etc. You will play a key role in advocating a strong compliance culture across the organization.

    Requirements

    You are degree qualified with at least 8-10 years of Compliance experience in Financial Services. You must be well versed with MAS regulations i.e. Securities and Futures Act (SFA) or Financial Advisers Act (FAA) and have a proven track record in managing compliance risk. Background in Capital Markets is preferred. You are independent, an effective communicator and possess good leadership skills or potential.

    To Apply

    To apply, please submit your resume to Christina Tay at cr@kerryconsulting.com, quoting the job title and reference number CR20709. We regret that only shortlisted candidates will be notified.