- Category Financial Services
- Industry Financial Services
- Function Legal & Compliance
- Consultant Christina Tay
- License No 16S8060
- Registration No R1658357
- Job Ref No CR21217
- Salary S$55,000 - S$100,000
We are partnering an Established Financial Institution to recruit for a Head of Compliance. This is a well-established firm that has been growing its presence in Singapore and globally. This is an excellent opportunity for a high calibre Compliance/Legal professional to join and be part of a high performing and collegial team.
Reporting to the Head of Legal & Compliance, you will lead the Compliance function and manage a team. You will act as MLRO/DPO and will be responsible for directing the full Compliance lifecycle for the Group globally. You will develop and implement an effective Compliance program and ensure the business adheres to regulations and Compliance risks are identified and mitigated. You will maintain good relationships with Monetary Authority of Singapore (MAS) and regulators in core business jurisdictions and manage any regulatory enquiries, reporting, inspection and investigation. You will be responsible for regulatory compliance advisory and conduct and ethics compliance. You will play a key role in advocating a strong compliance culture across the organization.
You are degree qualified with at least 8-10 years of Compliance/Legal experience in Financial Services. You are well versed with MAS regulations i.e. Securities and Futures Act (SFA) and have a proven track record in managing compliance risk. Background in Capital Markets is preferred. You are independent, an effective communicator and possess good leadership skills or potential.
To apply, please submit your resume to Christina Tay at firstname.lastname@example.org, quoting the job title and reference number CR21217. We regret that only shortlisted candidates will be notified.