- Category Financial Services
- Industry Financial ServicesAsset & Investment Management
- Function Legal & Compliance
- Consultant Joey Wong
- License No 16S8060
- Registration No R1986098
- Job Ref No JW 10929
- Salary S$100,000 - S$150,000
A leading asset manager is looking for an Investment Compliance Manager to join their compliance team. This is an excellent opportunity to join a strong Compliance team and be part of an exciting business.
Reporting to the Head of Compliance, you will support trade surveillance matters for the business – including managing daily trade monitoring, maintenance of trading policies / procedures / framework in accordance with regulatory requirements, and providing compliance advisory on new trading initiatives. You will expect to work closely with internal and external stakeholders, including regulators.
You have a bachelor’s degree or higher with at least 5 years of working experience in an asset management environment. To succeed in this role, you should have strong communication skills to liaise effectively with business stakeholders. You should also be confident, resourceful, and self-motivated.
Please submit your resume to Joey Wong at email@example.com, quoting the job title and reference number JW 10929. We regret that only shortlisted candidates will be notified.