Monitoring and Surveillance Compliance Officer- Global Bank in Singapore Jobs in Singapore

    Monitoring and Surveillance Compliance Officer- Global Bank in Singapore

    Permanent Gina Hui Email Job
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    Details

    • Category Financial Services
    • Industry Wholesale Banking and Global Markets
    • Function Legal & Compliance
    • Consultant Gina Hui
    • License No 16S8060
    • Registration No R2196467
    • Job Ref No 24172
    • Salary S$55,000 - S$100,000

    Description

    Description
    A Global Bank in Singapore is looking for candidate with around 5 years of experience in markets surveillance to be part of their regional compliance team.

    Responsibilities
    Reporting to the Regional Head of Quality Assurance in Singapore, you will be responsible for conducting targeted Quality Assurance (QA) reviews on first line of defense and second line of defense in order to assess and review compliance with legal, regulatory and internal Bank policy requirements. You will also assist the Regional Head of QA with examinations by the Bank’s regulators and internal auditors.

    Requirements
    You should be a Bachelor (or above) degree holder in Banking or Finance or Economics with around 5 years of relevant experience in market surveillance. You should have solid background in securities markets and exchange regulations. To succeed in this role, you should have the ability to handle multiple tasks simultaneously and work under tight deadlines and demonstrate strong interpersonal skills with the ability to communicate and consult at all levels

    To Apply
    To apply for this role, please submit your resume to Gina Hui at gina@kerryconsulting.com, quoting the job title and ref no. GH 24172. We regret that only shortlisted candidates will be notified.