A Global investment management firm specializing in alternative investments is looking for a seasoned compliance officer with at least 10 years of experience gained from US or European based asset management or investment banking firm as well as knowledge of Asian regulatory requirements to be part of the compliance team based in Hong Kong.

Responsibilities
Reporting into the Regional Head of Compliance, you will be responsible for all the compliance matters for Hong Kong as well as providing compliance coverage for the firm’s other Asian entities (Greater China/ Korea/ Australia), businesses and activities.
You will be advising the Asia Marketing and Client Relations teams on marketing permissions (local and cross border) and you will also help to maintain regulatory compliance program for licensed/registered entities. You will be working closely with the APAC stakeholders and other departments globally when handling global initiatives.

Requirements
To succeed in this role, you should have at least 10 years of experience gained from US or European based asset management (Private Equity experience will be a plus) or investment banking firm. You should have experience in dealing with Hong Kong and Chinese regulators, experience in handling regulatory inspections will also be a plus. You should be a self starter and a dynamic individual with the ability to work effectively in a diverse team with minimal supervision.

To Apply
To apply for this role, please submit your resume to Gina Hui at gina@kerryconsulting.com, quoting the job title and ref no. GH 26473. We regret that only shortlisted candidates will be notified.

Registration No: R2196467 | Licence No: 16S8060