- Category Financial Services
- Industry Financial ServicesPrivate Banking & Wealth
- Function Legal & Compliance
- Consultant Christina Tay
- License No 16S8060
- Registration No R1658357
- Job Ref No CR 23009
- Salary S$100,000 - S$150,000
We are partnering an Established Private Bank to recruit for their Compliance team. This is a well-established bank with a global footprint and highly committed to growing in Asia. We are looking for a Regulatory Compliance specialist to join at the AVP/VP level.
Reporting to the Head of Regulatory Advisory, you will be part of a lean team primary responsible for providing regulatory compliance advice to the business. You will build an effective partnership with the business and various stakeholders to provide regulatory solutions. You are expected to keep abreast of regulatory developments; review and analyse them to ensure the Bank is compliant with the regulatory requirements. You will develop the Bank’s regulatory compliance policies and procedures. You will review request in the areas of personal account dealing, gifts & entertainment, new products, services, marketing materials etc. from a compliance point of view. Potential compliance issues should be promptly escalated with solutions recommended to address the risks. Other responsibilities include but not limited to supporting the compliance training, supporting regulatory inspections and audits, participating in various regulatory change projects etc.
You are degree qualified with minimum 5-8 years of relevant experience in Regulatory Compliance in Banking or Financial Services. Prior Private Wealth Management experience is preferred but not a requisite. You have prior advisory experience and are well versed with MAS Regulations, Guidelines & Notices i.e. Banking Act, Securities & Futures Act (SFA), Financial Advisers Act (FAA) etc. You have a great sense of ownership and possess effective communication & interpersonal skills. You are highly driven, organized, analytical with good stakeholder engagement skills.
To apply, please submit your resume to Christina Tay at firstname.lastname@example.org, quoting the job title and reference no CR 23009. We regret that only shortlisted candidates will be notified.
License No: 16S8060
Registration No: R1658357