VP, Regulatory Compliance – International Private Bank Jobs in Singapore

    VP, Regulatory Compliance – International Private Bank

    Permanent Christina Tay Email Job
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    Details

    • Category Financial Services
    • Industry Financial ServicesPrivate Banking & Wealth
    • Function Legal & Compliance
    • Consultant Christina Tay
    • License No 16S8060
    • Registration No R1658357
    • Job Ref No CR21968
    • Salary S$100,000 - S$150,000

    Description

    We are partnering an International Private Bank to recruit for a Regulatory Compliance Officer. This is a well-established bank with a global presence and a strong commitment to investing in Singapore.

    Responsibilities

    Reporting to the Head of Compliance, you will act as point person for regulatory compliance matters. You will develop and enhance the Compliance framework, policies, procedures and ensure their alignment with regulatory requirements. You will keep abreast of the latest regulatory developments that will impact the Bank, perform impact analysis and provide regulatory updates to senior management. As a trusted advisor to the business, you will work closely with them on the interpretation and applicability of regulations and policies. You will manage the Bank’s relationship with regulatory bodies. Other responsibilities include but not limited to overseeing regulatory change management processes, conducting compliance training, participate in various committees, audit and regulatory examinations etc. You will enhance compliance awareness of the Bank through regular communication and play a crucial role in advocating a strong compliance culture.

    Requirements

    You are degree qualified with at least 10 years of Compliance experience in Financial Services/Banking and prior Private Wealth Management experience. You must be well versed with MAS regulations i.e. Securities and Futures Act (SFA) or Financial Advisers Act (FAA) or Banking Act and experience performing a regulatory advisory role. Experience managing regulatory relationships (MAS/CAD) will be advantageous. You are highly motivated, an effective communicator, possess good judgment and able to work under pressure. You are confident in managing senior management and stakeholders and have strong influencing skills.

    To Apply

    To apply, please submit your resume to Christina Tay at cr@kerryconsulting.com, quoting the job title and CR21968. We regret that only shortlisted candidates will be notified.

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