Regulatory Product Compliance – Leading Global Fintech (Retail Investment) Jobs in Singapore

    Regulatory Product Compliance – Leading Global Fintech (Retail Investment)

    Permanent Christina Tay Email Job
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    Details

    • Category Financial Services
    • Industry Asset & Investment ManagementFintech
    • Function Legal & Compliance
    • Consultant Christina Tay
    • License No 16S8060
    • Registration No R1658357
    • Job Ref No 21177
    • Salary S$100,000 - S$150,000

    Description

    We are partnering a Leading Global Fintech with strong footprint internationally to expand their business in Singapore and Asia.  Headquartered in Europe, they have a well-established presence in Singapore and is a MAS licensed entity. They setting up a new Capital Markets Services (CMS) License business in Singapore and looking for a Regulatory Compliance Specialist to join their Product Compliance team.

    Responsibilities

    You will lead the Product Compliance function and be responsible for ensuring the entity is fully compliant with MAS requirements. As the business launches new investment products, you will be responsible for identifying and managing regulatory risks. Working closely with the Product Team throughout the entire product lifecycle, you will provide sound compliance advice on regulatory gaps and risks and perform pre-launch and ongoing risk monitoring. You will be appointed on the board of the Singapore entity to report on CMS license activities.

    Requirements

    We are keen to speak with candidates with at least 8-10 years of relevant experience with good knowledge of retail investments products (i.e ETFs, CIS, Index Funds etc.) and well versed with MAS regulations such as the Securities & Futures Act (SFA). Prior experience working in a Capital Markets Services (CMS) Licensed entity or a technology driven environment will be ideal. You thrive working in an international and fast-paced environment and can work well independently.

    To Apply

    To apply, please submit your resume to Christina Tay at cr@kerryconsulting.com, quoting the job title and reference number CR21177. We regret that only shortlisted candidates will be notified.

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