Senior Compliance Officer – Established Financial Institution Jobs in Singapore

    Senior Compliance Officer – Established Financial Institution

    Permanent Christina Tay Email Job
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    Details

    • Category Financial Services
    • Industry Wholesale Banking and Global MarketsFinancial Services
    • Function Legal & Compliance
    • Consultant Christina Tay
    • License No 16S8060
    • Registration No R1658357
    • Job Ref No CR 22328
    • Salary S$55,000 - S$100,000

    Description

    We are partnering an established International Financial Institution (Capital Markets Services License), well capitalized with a strong reputation and headquarter in Asia. They are a market leader in their space with clear strategic visions and growth plan for the Asia.

    Responsibilities

    Reporting to the Head of Compliance, you will play a key role in promoting a strong compliance culture across the organization. You will provide compliance advisory to the business and ensure that they adhere to new and existing regulations. You will work closely with key stakeholders to identify, track and monitor actions required by the business units and ensure regulatory issues highlighted are followed through. You will ensure regulatory audit issues are closed by the stakeholders and escalate potential delays to senior management. You will provide Compliance training to the business and also participate in projects and initiatives to enhance the regulatory awareness and risk control.

    Requirements

    You are degree qualified with at least 5-8 years of Compliance/Audit or related experience in Financial Services. You should be well versed with MAS/SGX rules & regulations. Prior experience working in Securities Firm, Fund Management, Private Wealth Management or Corporate Finance is preferred. To succeed in this role you must be a strong team player, motivated and possess excellent communication and interpersonal skills. Candidates from Big 4 Audit/Advisory firms are welcomed to apply.

    To Apply

    To apply, please submit your resume to Christina Tay at cr@kerryconsulting.com, quoting the job title and ref no. CR 22328. We regret that only shortlisted candidates will be notified.

     

    Reg: R1658357
    Lc: 16S8060